南华大学学报：社会科学版2012，Vol.13Issue(2)：46-50,5.
监管理论变迁与证券监管制度完善的路径选择
Changes in Regulation Theories and Approaches to Improvement of Securities Regulation System
刘灿辉 1曾繁华 1游保德1
作者信息
- 1. 中南财经政法大学,经济学院湖北武汉,430073
- 折叠
摘要
Abstract
Regulation theory has an important role in guiding the improvement of securities regulation system,and a national securities regulation system whether is perfect or not,will affect the healthy and orderly development of securities markets.This paper,by examining the changes in regulatory theory,discovers the securities regulation and its theory are bound by the economic mainstream thought.The crisis is an important impetus to the development of regulation theory,and the theory is restricted by its precondition which has its own limitations.This may lead to market failure or regulation failure,which would affect the validity of the securities market.By analysing the advantages and disadvantages of domestic and international regulation theory,this paper hope to improve China＇s securities regulatory system.关键词
监管理论/监管失灵/审慎监管/证券监管Key words
regulation theory/regulatory failure/prudential supervision/securities supervision分类
经济学引用本文复制引用
刘灿辉,曾繁华,游保德..监管理论变迁与证券监管制度完善的路径选择[J].南华大学学报：社会科学版,2012,13(2):46-50,5.
