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基于监管视角的中小投资者保护

何福英

湖南工业大学学报(社会科学版)Issue(6):44-48,5.
湖南工业大学学报(社会科学版)Issue(6):44-48,5.DOI:10.3969/j.issn.1674-117X.2014.06.010

基于监管视角的中小投资者保护

Research on the Protection of Small and Medium Investors from the Perspective of Supervision

何福英1

作者信息

  • 1. 福建工程学院 管理学院,福建 福州350118
  • 折叠

摘要

Abstract

Some factors affect the protection of the rights of china’s small and medium investors,such as:asym-metric information,imperfective system of investors’return,weak risk sense to small and medium investors,and lower performance in law execution,etc.Meanwhile,the regulators find themselves in a tight corner because of limitation in law enforcement measures,shortage of law-executors,and weak power in law performance.There-fore ,in order to improve the protection for small and medium investors,we should do as follows:firstly,the regu-lative agencies need to speed up transformation,enforce the law more strictly and make higher cost to law-break-ers.Secondly,the government should strengthen the legal responsibility of market subjects on disclosing informa-tion,establish and perfect the credit platform.Thirdly,the mechanism of investors’return should be optimized. Fourthly,the regulators should perfect an appropriate investment mechanism for investors;provide more invest-ment education for them,and strength investors’risk sense.Lastly,more convenience should be provided for small and medium investors to exercise or defend their rights.

关键词

中小投资者/投资者保护/监管

Key words

small and medium investors/protection for investors/supervision

分类

管理科学

引用本文复制引用

何福英..基于监管视角的中小投资者保护[J].湖南工业大学学报(社会科学版),2014,(6):44-48,5.

湖南工业大学学报(社会科学版)

OACHSSCD

1674-117X

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