中国人口·资源与环境2016，Vol.26Issue(12)：55-62,8.DOI:10.3969/j.issn.1002-2104.2016.12.008
粤深碳交易试点机制剖析及对国家碳市场建设的启示
The key elements analysis of Guangdong & Shenzhen ETS & Tips for national ETS construction
摘要
Abstract
The only joint effort area of provincial and municipal governments resides in Guangdong Province and Shenzhen City in China's carbon emission trading system (ETS) pilots, which characterize the national carbon ETS plots.The present study on the operating experience from this area has important reference value for the national carbon ETS.Analysis and comparison of the key elements show many differences in coverage, total allowance, allowance allocation and MRV mechanism between Guangdong and Shenzhen carbon ETS.The present study provides the following explanation: ①The design characteristics of carbon ETS (e.g., coverage, total quotas, the allocation, MRV mechanism) depend on the local geographical conditions and policy goals.The differences of economic structure in Guangdong Province and Shenzhen City result in different coverage, which then result in differences in other management elements.②The operating state of the carbon market is affected by carbon ETS overall design: in the case of tighter total allowance, lower proportion of CCER and harsher punishment, the carbon market is relatively active, which intends to produce carbon financial market.Based on deep analysis of operation characteristics of Guangdong and Shenzhen carbon ETS, the present study suggests that ① the allowance should be allocated freely at the beginning stage, and then gradually transited to the voluntary paid auction;② the allowances assigned to enterprises shall be linked up with their energy-saving objectives;③ the output fluctuations and economic influence on the allowance allocation should be properly handled to maintain the fairness and consistence of allowance allocation standards;④ stable public expectation is one of the key elements to maintain the regular operation of carbon ETS;⑤ constrained carbon emission behavior outside ETS can contribute to social justice;⑥the improvement of professional skills of relevant personnel in the enterprise and independent third party can enhance carbon emissions data reliability.关键词
广东/深圳/碳交易机制Key words
Guangdong/Shenzhen/carbon emission trading system分类
管理科学引用本文复制引用
王文军,骆跃军,谢鹏程,骆志刚,赵黛青..粤深碳交易试点机制剖析及对国家碳市场建设的启示[J].中国人口·资源与环境,2016,26(12):55-62,8.基金项目
教育部人文社会科学研究规划基金项目"碳税与碳交易机制的行业管理优势与效率研究"(批准号:15YJAZH024) （批准号:15YJAZH024）
广东省自然科学基金项目"温室气体减排与适应气候变化行动的协同关系研究——以广东能源部门为例"(批准号:2014A030313671),"碳排放权交易机制对广东电力企业竞争力的影响研究"(批准号:2016A030313175). （批准号:2014A030313671）
