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绿色考核能破解"资源诅咒"吗?OA北大核心CSTPCD

Can green performance evaluation break the'resource curse'?empirical evidence from resource-based cities

中文摘要英文摘要

因面临"资源诅咒"问题,传统资源型城市如何通过绿色转型实现可持续发展,一直是困扰学界和政界的重大难题.该研究以中央政府节能减排目标考核政策为切入点,探讨绿色考核对资源型城市绿色转型发展的作用机制和经济后果.在理论分析的基础上,运用综合指数法计算绿色考核政策的强度,并使用方向距离函数模型对资源型城市绿色经济增长指标进行了测算,进而基于2006-2020年的城市面板数据,采用双向固定效应模型和工具变量模型实证检验了绿色考核政策和资源城市绿色经济增长两者之间的关系.结果表明:①地方政府绿色考核能够显著促进资源型城市绿色经济增长、破解"资源诅咒",该结论在改变自变量测度、排除竞争性解释等多重情景下依然稳健.②绿色考核主要通过区域绿色技术创新、工业结构清洁化、资源配置优化三条作用途径,实现对绿色经济增长的促进作用.③异质性分析表明,在地方官员晋升激励强、地方国企依赖程度低的地区,绿色考核政策促进资源型城市绿色经济增长的效果更加明显;此外,在成长阶段为成熟型和衰退型、以煤炭和金属类为主要禀赋的资源型城市,绿色考核政策效果更好.区别于以往研究大多围绕资源管理提出的破解策略,该研究揭示了良好的目标考核机制也能有效破解"资源诅咒".这不仅为资源型城市绿色转型与可持续发展提供了决策依据,也为"资源诅咒"治理文献补充了新的经验证据.

Trapped by the'resource curse,'how traditional resource-based cities can achieve high-quality development while driving forward the green growth transition has become an important issue of concern to academic and political circles.This study took the Chi-nese central government's energy conservation and emission reduction target assessment policy as an entry point to explore the underly-ing mechanisms and economic consequences of green performance assessment on the green transformation development of resource-based cities.Based on the theoretical analysis,using the urban panel data from 2006 to 2020,this study calculated the intensity of green performance assessment with the compositive index method,and constructed the indicators for measuring green economic growth by using the direction SBM distance function model.Then,the study empirically analyzed the impact of the green performance assess-ment on the green economic growth of resource-based cities by using the two-way fixed effect model and instrumental variable regres-sion.The results showed that:① Local-government green performance assessment significantly promoted green economic growth in re-source-based cities,and this conclusion still held after a series of robustness tests,including replacing the independent variable and ex-cluding other policy interference.② The green performance assessment mainly realized the promotion of green economic growth through three pathways,namely,regional green technological innovation,industrial structure cleaning,and resource allocation optimiza-tion.③ Heterogeneity analysis indicated that in regions with stronger promotion incentives for local officials and lower dependence on local state-owned enterprises,the policy effect was more pronounced.Simultaneously,in mature and exhausted resource-based cities,cities with coal and metal as dominant endowments,the policy was even more effective.In contrast to most previous studies focusing on strategies for breaking the'resource curse'around resource management,this study reveals that an appropriate target-based perfor-mance assessment system can also effectively curb the'curse'.This study not only provides a basis for decision-making on the green transformation and sustainable development of resource-based cities,but also supplements new empirical evidence to the literature on the govenance of the'resource curse.'

任胜钢;周罗琼;汪阳洁

中南大学商学院,湖南 长沙 410083

经济学

资源诅咒綠色考核资源型城市绿色经济增长

resource cursegreen performance evaluationresource-based citiesgreen economic growth

《中国人口·资源与环境》 2024 (002)

142-154 / 13

国家自然科学基金重大项目"新时代矿产资源开发与生态环境保护协调发展的理论与实证研究"(批准号:71993148013);国家自然科学基金面上项目"我国市场型环境规制对工业企业技术创新、全要素生产率的影响机制及政策实施效果评估研究"(批准号:71974205),"城市群绿心建设对环境与居民福祉的影响研究"(批准号:72173139).

10.12062/cpre.20230610

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