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基于无人机影像多时相的小麦品种氮效率分类识别OA北大核心CSTPCD

Classification and Identification of Nitrogen Efficiency of Wheat Varieties Based on UAV Multi-Temporal Images

中文摘要英文摘要

[目的]探索无人机遥感在氮效率分类识别中的潜力,构建小麦品种氮效率分类方法,为氮高效品种筛选提供理论依据和技术支持.[方法]通过 6 个成熟期与氮效率密切相关的农学指标(产量、植株氮积累、氮素生理利用效率、植株干生物量、籽粒总吸氮量、N收获指数)构建主成分综合值,并对其进行K-Means聚类分析,将121个小麦品种划分为氮高效型、氮中效型和氮低效型3种类型.利用无人机遥感平台搭载多光谱相机,在小麦拔节期、孕穗期和开花期获取无人机遥感影像,并提取34种植被指数,分析植被指数与氮效率综合值的相关性;对比支持向量机(SVM)、随机森林(RF)和K最近邻(KNN)分类方法的氮效率分类模型精度,使用总体分类精度(OA)和Kappa系数比较不同生育时期下小麦品种氮效率分类识别的能力;并使用 3 种不同的特征集筛选方法(ReliefF算法、Boruta算法和RF-RFE算法)对优化的特征子集进行综合评价,确立适宜的小麦品种氮效率分类识别方法.[结果]随着小麦生育时期的不断推进,植被指数与氮效率综合值的相关性逐渐提高,开花期最高(r=0.502);利用植被指数全特征集对小麦品种氮效率进行分类,对于单生育时期数据而言,以开花期的SVM模型分类效果最好(OA=77.1%,Kappa=0.591),拔节期最差(OA=65.6%,Kappa=0.406);总体而言,多生育时期数据融合的品种氮效率分类精度高于单生育时期,其中以拔节期+孕穗期+开花期3个生育时期数据融合的SVM模型的分类效果最优(OA=80.6%,Kappa=0.669).为减少多生育时期数据融合的特征集变量数量,比较分析RF-RFE、Boruta和ReliefF 3 种算法的特征优化效果,基于RF-RFE算法得到的优化特征子集分类精度最高,其OA和Kappa系数比全特征集分类模型分别提高了 4.0%和 10.1%,其中,以 3 个生育时期数据融合的分类效果最好(OA=85.4%,Kappa=0.749).[结论]确立 6 个氮效率指标—主成分分析—K-Means氮效率评价方法;RF-RFE算法有效优化多生育时期组合的特征子集数量,且获得较高的分类精度,确立基于多生育时期组合—RF-RFE—SVM技术融合的小麦品种氮效率分类模型,为小麦氮高效品种的快速准确分类鉴定提供理论依据和技术支撑.

[Objective]To explore the potential of UAV remote sensing in nitrogen efficiency classification and recognition,a nitrogen efficiency classification method for wheat varieties was constructed,so as to provide the theoretical basis and technical support for nitrogen efficient variety screening.[Method]Six agronomic indicators related to nitrogen efficiency at maturity stage(yield,plant nitrogen accumulation,nitrogen physiological use efficiency,plant dry biomass,total nitrogen uptake of grains,and N harvest index)were used to construct the principal component synthesis value,and K-Means cluster analysis was performed on them.The 121 wheat varieties were divided into three types:high,medium,and low nitrogen efficiency types.A UAV remote sensing platform equipped with a multi-spectral camera was used to obtain remote sensing images of wheat at the jointing,booting and flowering stages,and 34 vegetation indices were extracted to analyze the correlation between vegetation index and nitrogen efficiency comprehensive value.The accuracy of nitrogen efficiency classification models of support vector machine(SVM),random forest(RF),and K-nearest neighbor(KNN)classification methods were compared,and the overall classification accuracy(OA)and Kappa coefficient were used to compare the classification and recognition ability of wheat varieties in different growth periods.Three different feature set screening methods(ReliefF algorithm,Boruta algorithm and RF-RFE algorithm)were used to comprehensively evaluate the optimized feature subsets,and an appropriate classification and recognition method for wheat varieties nitrogen efficiency was established.[Result]With the progress of wheat growth stage,the correlation between vegetation index and the comprehensive value of nitrogen efficiency gradually increased,which reached the highest correlation coefficient at flowering stage(r=0.502).The full feature set of vegetation indices was used to classify the nitrogen efficiency of wheat varieties.For the data of single growth stage,SVM model had the best classification accuracy at flowering stage(OA=77.1%,Kappa=0.591),and the worst classification accuracy at jointing stage(OA=65.6%,Kappa=0.406).In general,the classification accuracy of nitrogen efficiency of varieties with multi-growth stage data fusion was higher than that of single growth stage,among which SVM model with jointing stage + booting stage + flowering stage had the best classification accuracy(OA=80.6%,Kappa=0.669).In order to reduce the number of feature set variables in multi-growth period data fusion,the feature optimization effects of RF-RFE,Boruta and ReliefF algorithms were compared and analyzed.The optimal feature subset based on RF-RFE algorithm had the highest classification accuracy,and its OA and Kappa coefficients were 4.0%and 10.1%higher than those of the full feature set classification model,respectively.Among them,the data fusion of three growth stages had the best classification accuracy(OA=85.4%,Kappa=0.749).[Conclusion]The nitrogen efficiency evaluation method with six nitrogen efficiency indexes-principal component analysis-K-Means were established in this study.The RF-RFE algorithm effectively optimized the number of characteristic subsets of the multi-growth period combination,and obtained high classification accuracy.A nitrogen efficiency classification model of wheat varieties based on the fusion of multi-growth period combination and RF-RFE-SVM technology was established,which provided the theoretical basis and technical support for the rapid and accurate classification and identification of wheat varieties with nitrogen efficiency.

臧少龙;刘淋茹;高越之;吴珂;贺利;段剑钊;宋晓;冯伟

河南农业大学农学院,郑州 450046河南农业大学农学院,郑州 450046||国家小麦工程技术研究中心,郑州 450046河南省农业科学院植物营养与资源环境研究所,郑州 450002

冬小麦无人机植被指数生育时期特征筛选氮效率分类

winter wheatUAVvegetation indexmultiple growth periodsfeature selectionnitrogen efficiency classification

《中国农业科学》 2024 (009)

1687-1708 / 22

国家自然科学基金(32301693)、河南省科技研发计划联合基金项目(232103810017,222103810015)、河南省高等学校重点科研项目(24A210008)

10.3864/j.issn.0578-1752.2024.09.006

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