证券市场导报Issue(7)：3-13,11.
全面注册制下中介机构责任边界的阶层构造
摘要
Abstract
Reasonable allocation of the legal liabilities of intermediaries and scientific clarification of the boundaries of intermediaries'liabilities are the prerequisites and basis for ensuring the due diligence of intermediaries under the registration-based IPO system.Specifically,the boundaries of intermediaries'liabilities include three levels:the boundaries of liabilities between intermediaries and issuers,the boundaries of liabilities among intermediaries,and the identification of the liabilities of intermediaries themselves.The demarcation of the boundaries of liabilities at these three levels is a relation progressing from outside to inside and from depth and progression.The structural logic of each level and the linkage between different levels are essentially a liability demarcation system that is based on the combination of the positioning of each intermediary's liability in the information disclosure system and the standard of due diligence that each intermediary should adhere to.关键词
中介机构/注意义务/合理信赖/责任边界Key words
intermediary/duty of care/reasonable reliance/boundary of liability分类
社会科学引用本文复制引用
陈洁..全面注册制下中介机构责任边界的阶层构造[J].证券市场导报,2024,(7):3-13,11.基金项目
国家社科基金社科学术社团主题学术活动"公众公司的制度机理与立法范式研究"(项目批准号:23STA020) （项目批准号:23STA020）
