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证券公司数字化转型价值评价体系建设研究OA北大核心CHSSCDCSSCICSTPCD

中文摘要英文摘要

巨额且仍快速增长的证券行业数字化转型投入亟需相应的保障配套机制进行合理支撑.本文结合证券业务和管理特点,基于"宏观与微观相结合、理论与实证相结合"的研究思路,系统分析了数字化转型价值评价体系构建的关键内容,搭建起一套包含宏观指标体系、宏观分析模型、微观评价框架、微观度量方法在内的证券经营机构数字化转型价值评价体系.结合历史数据,本文对评价体系进行了系统应用,验证了数字化转型助力券商营收增长的"赋能效应",发现了数字化转型助力券商营收增长的业务异质性与区域异质性,对数字化转型影响券商发展的非线性特征与具体阈值进行了检验.基于研究发现,本文从提高转型效率、优化转型布局、塑造差异化优势、建立健全保障机制等方面提出证券公司数字化转型的优化建议.

The huge and still rapidly growing investments in the digital transformation of the securities industry urgently need to be reasonably supported by corresponding supporting mechanisms.Considering the characteristics of securities business and management and based on the research idea of"combining both macro and micro perspectives as well as theoretical and empirical analysis,"this paper systematically analyzes the key elements in constructing a value evaluation system for digital transformation.The paper establishes a comprehensive value evaluation system for the digital transformation of securities companies,which includes a macro indicator system,a macro analysis model,a micro evaluation framework,and micro measurement methods.Using historical data,this paper analyzes the systematic application of the evaluation system and verifies the"empowerment effect"of digital transformation in driving revenue growth of securities companies.The paper identifies business and regional heterogeneities in digital transformation contributing to the revenue growth of securities companies and examines the nonlinear characteristics and specific thresholds of the impact of digital transformation on the development of securities companies.Based on the research findings,the paper offers optimization suggestions for the digital transformation of securities companies from the aspects of improving transformation efficiency,optimizing transformation layout,creating differentiated advantages,and establishing comprehensive supporting mechanisms.

中泰证券课题组;王洪;李健;慕庆宇;袁秀国;王恩会;於勇成;吴静茹;王良龙盛

中泰证券股份有限公司,山东济南 250002中泰证券股份有限公司党委

经济学

证券公司数字化转型价值评价体系宏观感知异质性影响

securities companiesdigital transformationvalue evaluation systemmacro perceptionheterogeneous effect

《证券市场导报》 2024 (010)

57-68 / 12

此文由中国证券业协会2023年度优秀课题"证券公司数字化转型价值评价体系建设研究"(2023SACKT150)改编

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