西南交通大学学报（社会科学版）2025，Vol.26Issue(3)：47-68,22.
刑事合规的治理转换:从对策到制度
The Governance Transformation of Criminal Compliance:From Countermeasures to Institutions
摘要
Abstract
Criminal compliance not only represents the most severe disruptive risks that enterprises need to face,but also demonstrates a stronger potential and necessity for institutionalization due to the rigor of criminal law.In the transition from emphasizing participation in international competition to internalizing corporate governance within compliance systems,the lack of external legal regulation leads to legal ambiguity.At the same time,in the development of China's practice outpacing legislation,criminal compliance has developed along a more countermeasure-oriented path due to its significant governance value.As the nationwide application of criminal compliance advances and gradually extends to full-process compliance,criminal compliance with normative necessity calls for an integration of compliance theory across policy,law,and judicial practice.A well-defined pathway for compliance practice needs to be established,focusing on the core dimensions of coverage,implementation styles,and normative effectiveness.Only through such an approach can compliance be institutionally internalized in a clear and systematic manner.关键词
刑事合规/法与政策/刑法宽缓化/协商性司法Key words
criminal compliance/law and policy/leniency of criminal law/consultative justice引用本文复制引用
施奕..刑事合规的治理转换:从对策到制度[J].西南交通大学学报（社会科学版）,2025,26(3):47-68,22.基金项目
国家社会科学基金重点项目"晚清民国及当今两岸判例文化的承与变研究"(19AFX004) （19AFX004）
国家社会科学基金重大项目"基于法治、国家治理和全球治理的技术法规研究"(21&ZD192) （21&ZD192）
