湖南大学学报（社会科学版）2025，Vol.39Issue(4)：48-55,8.DOI:10.16339/j.cnki.hdxbskb.2025.04.006
中国存托凭证投资的风险规制困境与法律建议
The Dilemma of Risk Regulation in China Depositary Receipt Investments and Legal Recommendations
肖永平 1王海晶 1刘婷婷2
作者信息
- 1. 武汉大学国际法研究所,湖北武汉 430072
- 2. 成都大学商学院,四川成都 610106
- 折叠
摘要
Abstract
As a bridge connecting domestic and international capital markets,China depository receipts(CDR)are of great significance for promoting the reform and innovation of financial markets in China,as well as accelerating the internationalization process of the RMB.However,CDR investors face multiple regulatory challenges,including risks arising from information asymmetry,cross-border exchange rate fluc-tuations,settlement complexities,moral hazards by depository institutions,and disparities in transnational regulatory frameworks.Drawing on the experience of American depository receipts'investor protection mechanisms,efforts should focus on:establishing investor education and risk disclosure systems,enhancing information transparency through rigorous disclosure oversight,refining accountability and compensation mechanisms,and advancing institutional reforms to strengthen regulatory efficacy and elevate investor safe-guards.关键词
存托凭证/投资者权益保护/风险规制困境Key words
depositary receipts/investor rights protection/dilemma of risk regulation分类
社会科学引用本文复制引用
肖永平,王海晶,刘婷婷..中国存托凭证投资的风险规制困境与法律建议[J].湖南大学学报（社会科学版）,2025,39(4):48-55,8.
