中国人口·资源与环境2026，Vol.36Issue(3)：103-113,11.DOI:10.12062/cpre.20250335
排污权二级交易市场引导性机制优化
Optimization of guiding mechanisms for the secondary emissions trading market
摘要
Abstract
In the context of"continuing to fight the tough battle of pollution prevention and achieving synergy between pollution reduc-tion and carbon control,"the design of guiding mechanisms to enhance corporate participation and activate the secondary emissions trading market has become an urgent issue that the government needs to address.Based on trading preferential profit as a form of posi-tive reinforcement,this study proposed three alternative guiding mechanisms,developed corresponding evolutionary game models,and constructed two complex-network models considering stock heterogeneity to describe market network structure.Using the Zhejiang sec-ondary emissions trading market as a case study,the study examined the optimization of its guiding mechanisms through a complex-net-work evolutionary game method.The study showed that:① The secondary emissions trading market performed better under a BA(Bar-abási-Albert)scale-free network than under a WS(Watts-Strogatz)small-world network.② Under the BA scale-free network structure,the optimal guiding mechanism was dynamic and varied with the trading preferential profit coefficient.When the coefficient was low,the optimal guiding mechanism targeted both enterprises with surplus stock and those with insufficient stock,whereas when the coeffi-cient increased beyond a threshold,the optimal guiding mechanism shifted to targeting only enterprises with insufficient stock.③ This shift reflected a transition in market dynamics from the stage of the supply market pushing the demand market to the stage of the de-mand market pulling the supply market.Based on the above conclusions,this study proposes the following recommendations:① The government should timely and dynamically adjust the intensity and the target groups of the guiding mechanism in the secondary emis-sions trading market and ensure their alignment.② The government should pay attention to the construction of market structure by clar-ifying structural relationships between market participants and their degree of unevenness,and leverage big data technologies to provide targeted trading services and systematically regulate the effective operation of the secondary emissions trading market.③ The govern-ment should focus on implementation effects of the guiding mechanism and balance intervention intensity with the market's role to achieve coordination between an effective market and a promising government.This study expands the relevant research on emissions trading and provides guidance for the effective operation of the secondary emission trading market and for the targeted implementation of environmental governance policies.关键词
排污权二级交易市场/引导性机制/市场结构/交易优惠得利/复杂网络演化博弈Key words
secondary emissions trading market/guiding mechanism/market structure/trading preferential profit/complex network evolutionary game分类
管理科学引用本文复制引用
董莉莉,范如国..排污权二级交易市场引导性机制优化[J].中国人口·资源与环境,2026,36(3):103-113,11.基金项目
国家自然科学基金青年项目"排污权二级交易市场企业参与行为及引导性机制优化设计研究"(批准号:72104071) （批准号:72104071）
中国博士后基金面上项目"排污权二级交易市场中政府补贴策略及其优化研究"(批准号:2022M711031) （批准号:2022M711031）
河南省博士后科研项目"考虑异质性主体行为的排污权二级交易市场演化稳定性及有效性研究"(批准号:202101034). （批准号:202101034）
