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改进密度峰值聚类算法在岩体结构面识别中的应用

孙贝贝 吴顺川 储超群 吴金

岩土工程学报2026,Vol.48Issue(9):1906-1916,11.
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岩土工程学报2026,Vol.48Issue(9):1906-1916,11.DOI:10.11779/CJGE20250707

改进密度峰值聚类算法在岩体结构面识别中的应用

Application of improved density peak clustering algorithm for rock mass discontinuity identification

孙贝贝 1吴顺川 2储超群 1吴金3

作者信息

  • 1. 北京科技大学资源与安全工程学院,北京 100083
  • 2. 北京科技大学资源与安全工程学院,北京 100083||昆明理工大学国土资源工程学院,云南 昆明 650093
  • 3. 交通运输部科学研究院标准与计量研究中心,北京 100029
  • 折叠

摘要

Abstract

To address the difficulties in parameter determination of in current mainstream point cloud analysis methods for discontinuity identification,an improved rock mass discontinuity identification method based on an improved Density Peak Clustering(DPC)algorithm is proposed.First,neighboring points are searched to estimate point cloud curvature and normal vectors,followed by the filtering of high-curvature edge points.Second,a dual strategy of data sampling and data space gridding is employed to reduce the computational complexity of the DPC algorithm,on which Gaussian kernel density estimation and density-distance calculation are performed on grid points.Third,the optimal Gaussian kernel bandwidth and the optimal number of clusters are determined through cross-validation and exhaustive search,and clustering labels are assigned to all points based on the sine-squared distance.Finally,the Density-Based Spatial Clustering of Applications with Noise(DBSCAN)algorithm and Principal Component Analysis(PCA)are employed to adaptively segment discontinuities and to determine their orientations.The reliability of the proposed method is validated using regular-shaped point cloud and rock slope point clouds from the publicly available Rockbench repository,and the method was further successfully applied to a hazardous rock cut slope in China.The results demonstrate that,compared with DSE,the proposed method achieves a maximum improvement in computational efficiency of approximately 42-fold,while maintaining identification accuracy within 2°.The research outcomes provide an objective and efficient intelligent measurement tool for large-scale discontinuity surveys in engineering practice.

关键词

岩体/三维点云/结构面识别/密度峰值聚类/结构面分割

Key words

rock mass/3D point cloud/discontinuity identification/density peak clustering/discontinuity segmentation

分类

建筑与水利

引用本文复制引用

孙贝贝,吴顺川,储超群,吴金..改进密度峰值聚类算法在岩体结构面识别中的应用[J].岩土工程学报,2026,48(9):1906-1916,11.

基金项目

国家自然科学基金项目(52334004)This work was supported by the National Natural Science Foundation of China(Grant No.52334004). (52334004)

岩土工程学报

1000-4548

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