重访科层制:对议事协调机制的类型学探究OACHSSCD
Revisiting the Bureaucracy:A Typological Study of the Multi-Departmental Coor-dination Mechanism
议事协调机制长期被视为破解科层制协同困境的制度设计,但现有研究对议事协调机制的类型学缺乏系统考察.基于对W市应急管理工作的参与式观察发现,领导小组在调度中出现"小组失灵",而工作组与工作专班表现出更强的议事协调能力.以行政知识和政治权威的正式与非正式形式为框架,研究分析三种议事协调机制的类型与适用情境:领导小组是权力导向型,适用于改革性、开创性情境;工作组是事务导向型,适用于任务性、统筹性情境;工作专班是资源导向型,适用于攻坚性、焦点性情境.科层制作为理解现代政府的理论基础,伴随着行政改革的浪潮历经衰落与回归,其与议事协调机制的关系尚未在理论层面得到充分讨论.重访科层制有助于在常规政治生活的视野内锚定议事协调机制的类型与功能,呈现新时代整体性政府建设的组织调适.
As a major multi-departmental coordination mechanism in Chinese government and politics,the"leading group"has long been regarded as an effective institutional design to solve the coordination dilemma of bureaucracy.However,in recent years,the phenomenon of"leading-group failure"has appeared in more and more emergency management practices,and a large number of"working groups"and"working teams"have emerged.Existing research lacks systematic examination of these new phenomena,and especially lacks in-depth research on the internal mechanisms and applicable situations of them. Through a participatory observation of an emergency management work in W City,the authors conducted a single case analysis of two organizational debuggings in W City in an emergency management situation.After serious governance failures occurred in the early stages of emergency management,W City replaced the"leading group"with"working groups"and"working teams",and subsequently achieved significant improvements.Because the high-pressure work situation fully tests the organizational effectiveness of different organizational forms,it provides us with an observation perspective from a natural experiment.W City has a large population,a long emergency management cycle,clear organizational adjustment points,and significant contrast in the effects of pre-and post-treatment,making it a persuading example.Through multiple rounds of interviews with relevant staff in W City,as well as the collection of secondary data such as public data,news reports,policy documents,etc.,this article has various sources of evidence.After forming the first draft of the research report,it was checked with the interviewees to meet the validity of the case-construction related conditions.This article defines the formal and informal forms of administrative knowledge and political authority,and uses this as a framework to analyze the types and applicable situations of the three mechanisms.The study believes that the"leading group"is power-oriented and is suitable for pioneering situations;the"working group"is task-oriented and is suitable for overall-planning situations;the"working team"is resource-oriented and is suitable for focal situations. Compared with existing research,this article expands on the following three aspects:first,this article enriches the theoretical discussion of the coordination mechanism literature with typology research,and focusing on two types of mechanism that have received little attention before especially by comparing them with the"leading group"in the same situation;secondly,this article brings Weber's bureaucracy theory back to the analytical framework of the coordination mechanism,trying to transcend the research perspective that taking collaborative governance as the opposite of bureaucracy;thirdly,this article combines relevant discussions on traditional Chinese political culture to propose formal and informal definitions of administrative knowledge and political authority,and transfers the tacit knowledge concept that has been widely discussed in the field of knowledge management to administrative work,and the nature of the position is also included in the perspective of political authority production,which expands the scope of interpretation of this concept. As a basic theory for understanding modern government,bureaucracy has experienced ups and downs along with the wave of administrative reform,while its relationship with the multi-departmental coordination mechanism has not been fully discussed at the theoretical level.The research in this article is instructive for understanding the"constancy"and"change"of bureaucracy in the new era,and helps to make targeted deployment according to the types and characteristics of the coordination mechanism in practical work.
王心怡;孟天广
清华大学 社会科学学院,北京 海淀 100084
政治法律
科层制议事协调机制应急管理工作组工作专班领导小组隐性知识
bureaucracycoordination mechanismemergency managementworking groupworking teamleading grouptacit knowledge
《西安交通大学学报(社会科学版)》 2024 (001)
74-86 / 13
国家社会科学基金重大项目(18ZDA110).
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