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起诉必要性审查制度实践困境与优化路径OA北大核心CHSSCDCSSCI

The Practice Dilemma and Improvement Approach of Prosecution Necessity Review System

中文摘要英文摘要

刑事检察工作现代化要求检察机关强化人权保障理念,落实宽严相济刑事政策,全面准确充分行使起诉裁量权,依法履行起诉必要性审查职责.对1533件审查起诉案件的实证研究发现,起诉必要性审查工作质态不如预期,主要表现为:不适当限缩适用范围、审查要素不够全面、审查分析存在偏差以及审查格式不统一.影响起诉必要性审查质效的主要原因包括,法治理念没有完全摆脱"重刑主义传统"、审查指引缺失顶层设计、工作评价机制不完善、不起诉相关流程繁琐以及非刑罚处罚机制不健全.为促进起诉裁量权全面正确行使,应理清起诉必要性审查案件范围和要素,并遵循个案裁量、兼顾刑罚谦抑性和朴素正义观、国家利益优先的具体审查规则.欲完善起诉必要性审查制度亟需制定工作指引、科学设置评价、优化监督制约;同时构建不起诉配套治理机制,如创新赔偿保证金提存制度、探索扩大附条件不起诉范围、完善非刑罚处罚衔接机制.

The modernization of criminal prosecutorial work requires that procuratorial organs strengthen the concept of human rights protection,implement the criminal policy of combining leniency with severity,fully and accurately exercise the discretion of prosecution,and perform the duty of reviewing the necessity of prosecution according to law.An empirical study on 1533 cases of prosecution review found that the quality of prosecution necessity review was not as good as expected,manifested as inappropriate limitation of the scope of application,insufficient comprehensive review elements,deviation of review analysis,and inconsistent review format.The main reasons affecting the quality and effectiveness of the review of prosecution necessity include that the concept of rule of law does not completely get rid of the"tradition of heavy punishment",the lack of top-level design of the review guidelines,the imperfect evaluation mechanism,the cumbersome process of non-prosecution and the imperfect connection mechanism between criminal and administrative.In order to promote the full and correct application of prosecution discretion,we should clarify the scope and elements of prosecution necessity review cases,and follow the specific review rules of individual discretion,taking into account the modesty of punishment and simple justice,and giving priority to national interests.To perfect the prosecution necessity review system,it is necessary to formulate work guidelines,set up scientific evaluation,optimize supervision and restriction;At the same time,we should build a supporting governance mechanism for prosecution discretion,such as innovating the compensation deposit deposit system,exploring the expansion of the scope of conditional non-prosecution,and improving the non-criminal punishment connection mechanism.

张彬;丁建玮

最高人民检察院,北京 100726江苏省泰州市人民检察院,江苏泰州 225300

政治法律

起诉必要性审查实证分析实践困境对策建议优化路径

review of necessity for prosecutionempirical studypractical dilemmacountermeasures and suggestionsoptimized path

《河北法学》 2024 (006)

144-164 / 21

10.16494/j.cnki.1002-3933.2024.06.009

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