碳公平视角下碳关税的内在缺陷、深层冲突与国际协同治理OA北大核心CSSCICSTPCD
Inherent flaws,deep-rooted conflicts,and synergistic international governance of carbon tariffs from a carbon equity perspective
欧盟提出的碳边境调节机制(CBAM),俗称"碳关税",是当前国际治理的热点问题,受到国际社会的高度关注.目前,欧盟已完成碳关税立法并进入具体实施阶段,英、美等国家也提出类似法案.七国集团(G7)联手主导建立了国际气候俱乐部,为合作推行碳关税作准备.2020年以来国内涌现大量碳关税研究,多关注碳关税的直接经济影响,对碳关税的政治影响认识不足,缺乏在公平视角下对于碳关税的逻辑和内在缺陷的剖析,对于化解碳关税的国际协同治理研究还相对薄弱.作者在碳公平视角下开展碳关税问题的研究,主要结论如下:①国际气候治理进程中碳关税议题的发展历程可分为理论预见、酝酿准备、试点受阻和立法实施4个阶段,从理念到政策、再到实施,呈现不断法律化、制度化和国际化的特征.②欧美推行碳关税的逻辑起点在于碳泄漏,澄清碳泄漏认识误区有助于揭示碳关税存在的内在缺陷.从政府间气候变化专门委员会(IPCC)历次评估报告的主要结论看,国际学术界的基本共识是:没有证据表明存在显著的碳泄漏,碳关税不是减少碳泄漏的良方.③欧美推行碳关税的影响不限于经济影响,更重要的是对现有国际气候治理体系带来理念、原则、方法、目标等多重冲击.碳关税问题的深层原因在于国际气候治理与国际经贸治理体系的碎片化,以及各方对公平理念的认知冲突.④化解碳关税问题必须在碳公平视角下加强国际协同治理,可能途径包括:面对世界发展新形势、新挑战,加强各国公平理念的对话交流;以《联合国气候变化框架公约》(UNFCCC)为主平台,加强国际气候治理与国际经贸治理之间的沟通协调;在UNFCCC下启动碳关税议题的实质性谈判;通过国际合作开展全球价值链排放数据库和相关标准体系建设等.
The Carbon Border Adjustment Mechanism(CBAM)proposed by the European Union(EU),commonly known as the'car-bon tariff,'is a prominent issue in international governance and has received significant social attention.The EU has completed CBAM legislation and begun concrete implementation.The United Kingdom and United States have proposed similar bills,and the G7 coun-tries have collaborated to lead the establishment of the International Climate Club,which has exhibited trends of legalization,institu-tionalization,and internationalization.Recently,numerous studies on CBAM have emerged in China,mostly focusing on its direct eco-nomic impacts.However,there has been insufficient understanding of the political impacts,a lack of analysis of the logic and inherent flaws of CBAM from a carbon equity perspective,and relatively weak research on synergistic international governance to address the is-sue.This paper attempts to carry out research on CBAM from the carbon equity perspective,with the following main conclusions:① The development history of CBAM in the international climate governance process can be divided into four stages:theoretical fore-sight,brewing and preparation,pilot obstruction,and legislative implementation.This process has demonstrated a trajectory from con-cept to policy and then to implementation,presenting the characteristics of continuous legalization,institutionalization,and internation-alization.② The EU's logical starting point for the implementation of CBAM lies in carbon leakage.Clarifying the connotation of car-bon leakage helps reveal the CBAM's inherent flaws.According to the main conclusions of the Intergovernmental Panel on Climate Change(IPCC)assessment reports,the basic consensus of the international academic community on carbon leakage is that there is no evidence that significant carbon leakage exists,and carbon tariffs are ineffective in reducing it.③ The CBAM has impacts extending be-yond economic aspects,and more importantly,it has had multiple impacts on existing international climate governance in terms of con-cepts,principles,methods,and objectives.The deep-rooted cause of the CBAM lies in the fragmentation of the international climate gov-ernance and international economic and trade governance systems,as well as the conflicting perception of equity among all parties.④ To resolve the conflicts of CBAM,it is necessary to strengthen international synergistic governance from a carbon equity perspective.Possible strategies include:enhancing dialogue and exchange of the concept of equity among countries considering the new global devel-opment challenges;strengthening communication and coordination between international climate governance and international econom-ic and trade governance with the UNFCCC as the main platform;initiating substantive negotiations on carbon tariffs under the UN-FCCC;and promoting global value chain development through international cooperation.
陈迎
中国社会科学院大学应用经济学院,北京 102488||中国社会科学院生态文明研究所,北京 100710||中国社会科学院可持续发展研究中心,北京 100732
经济学
碳边境调节机制(CBAM)碳关税碳泄漏碳公平国际协同治理
CBAMcarbon tariffcarbon leakagecarbon equitysynergistic international governance
《中国人口·资源与环境》 2024 (007)
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国家社会科学基金重大项目"碳中和形势下我国参与国际气候治理总体战略和阶段性策略研究"(批准号:22ZDA111).
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